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RESTRICTIONS ON THE INDEPENDENT LEGAL PROFESSION IN AZERBAIJAN

September 1999

TABLE OF CONTENTS

I. Introduction

II. Background
A. Azerbaijan's Place in the World
B. Civil Society and Human Rights
C. The Azerbaijani Criminal Justice System

III. International Standards for the Protection of Lawyers

IV. State Efforts to Control Defense Attorneys
A. Collegium Control of the Defense Bar

B. Attacks and Intimidation Directed at Independent Lawyers
C. The Clampdown on Independent Criminal Lawyers
D. The Case of Aslan Ismailov

V. On the Horizon
A. Draft Law on the Bar

B. The Association of Lawyers of Azerbaijan

VI. Recommendations

Introduction

In light of Azerbaijan's application to join the Council of Europe, this report highlights the urgent need to support the efforts of lawyers and human rights defenders in Azerbaijan to create a vigorous, independent legal community in Azerbaijan. By publicizing their efforts and creating opportunities for them to make their case abroad, the international community can promote independence of the bar, defense of human rights, and the rule of law in Azerbaijan. This report discusses the official restrictions and intense political pressure placed on lawyers who attempt to practice free of undue government influence. It illustrates the significant impact of these restrictions on human rights and the Azerbaijani criminal justice system, and suggests how the international community, including intergovernmental organizations, governments, and businesses, can engage to support the local fight against the restrictions.

The International League for Human Rights, now in its 58th year, a non-governmental organization with special consultative status at the UN ECOSOC, has long worked to "defend the defenders" and ensure that lawyers and other human rights advocates who accept the risk to defend others are themselves protected from harassment or attack by governments or violent groups in society.

The League views a strong, independent, private bar as an essential component of the rule of law and recognizes that attorneys have the greatest stake in legal reform in order to protect their clients under the law.

II. Background

A. Azerbaijan's Place in the World

Azerbaijan is an oil-rich former Soviet republic located on the Caspian Sea that obtained its independence in August 1991. It has a population of nearly eight million. Azerbaijan borders on the Russian Federation to the North; on the Republic of Armenia to the West; on the Georgian Republic to the Northwest; and on Turkey and the Islamic Republic of Iran to the South. Azerbaijan's oil reserves and strategic location near Turkey, a NATO member, near an increasingly troubled Russia, and near Iran, an avowed enemy of the United States, makes the Caucasian nation of great geopolitical interest.

Azerbaijan and neighboring Armenia have waged a nine-year conflict over the status of Nagorno-Karabakh, a predominantly Armenian enclave within Azeri territory. The Karabakh Armenians have declared independence and occupied about 20 percent of Azerbaijan's territory. Both sides have generally complied with a Russian-mediated cease-fire since May 1994 and are taking part in an OSCE-mediated peace process, where prospects for a negotiated settlement are only fair, given continued dispute over the enclave's political status and the placement of peace-keepers. Some one million people have been uprooted by the conflict and live in displaced persons camps. In addition, due to lack of employment opportunities and the region's upheavals, an additional two million are estimated to live and work outside of Azerbaijan, scattered mainly throughout the former Soviet Union.

Currently Azerbaijan is drawing considerable world attention as major oil companies flock to the region to explore the Caspian and environs for oil and gas. The proposed pipeline route to Ceyhan in Turkey has been promoted by the American government as a hedge against other projects perceived to be in the interests of Russia or Iran. Yet despite proclaimed support from the Azerbaijani and Turkish governments, the project is stalled. Most oil company representatives declare it unprofitable and, without more significant government financial backing, unlikely to be built in the near-term. In the formula of Caspian-watchers, either a billion barrels of oil or a billion dollars in financing must be found.

Regardless of the time-table for pipeline projects, Azerbaijan will continue to draw attention not only for its oil reserves but for its political ferment, its proximity to other strategically important nations, and its chronic conflict with Armenia. The international human rights community must place a greater, more in-depth focus on Azerbaijan now, to prevent the kind of human disasters witnessed in other oil-rich countries like Nigeria.

B. Civil Society and Human Rights

Azerbaijan has been slow to develop a human rights and legal community. This is due in part to historical Soviet interference in the development of civil society and the effects of the 1990 Moscow-led invasion of Baku to suppress the Popular Front movement. Since independence, however, civil society development has been markedly more restrained in Azerbaijan than in neighboring countries such as Georgia or Armenia, where hundreds of NGOs have sprung up in the 1990s. Azerbaijani activists cite three difficulties in creating a strong NGO community: 1) the authoritarian government places obstacles to registration of non-profit, non-governmental groups; 2) without registration, obtaining grants and local donations is difficult; 3) the government's discouragement and the lack of funding make it difficult for positive public opinion about NGOs to develop.

But recently an energetic group of attorneys and civil rights activists has become more prominent as the opposition faces a pre- and post- election crackdown under the authoritarian President Haidar Aliyev. Following the troubled elections of October 1998, characterized as fraudulent and unfair by the Organization for Security and Cooperation in Europe, the U.S. based National Democratic Institute, and other independent observers, the opposition has consolidated, contested the results, and sought a repeat election, and with firm grounds. In the majority view of independent observers, President Aliyev did not receive sufficient votes - 66.7 percent under the Constitution - to avoid a run-off. In response, President Aliyev, who officially gained 76 percent of the votes (and unofficially, at least 52 percent), has unleashed a tide of oppression against the independent media and outspoken political figures, levying punitive fines for "insult" of the president, causing leading editors and journalists to declare a hunger strike. One opposition writer was sentenced in 1988 to 18 months in jail. Faced with frequent street rallies and pickets, the regime has forced through parliament a law punishing unsanctioned demonstrations with up to three years in prison. The cases of some 40 persons detained in September 1998 for unlawful assembly were making their way through the court system through 1999. Reports of beatings and other attacks abound. In September 1999, a journalist was handed a one-year suspended sentence for calling the president's brother a "kind of the oil industry." In August 1999, Human Rights Watch issued a significant report on Azerbaijan, "Impunity for Torture," documenting rampant physical abuse and torture.

Just at a time when criminal defense lawyers are more needed than ever, they are grappling with their own difficulties. They face intense pressure from the state not to interfere with the prosecution of dissident activists, and run the risk of landing in jail alongside their politically unpopular clients. At least one prominent independent lawyer has been arbitrarily expelled from the Collegium of Advocates, the organization that controls the defense bar. He and some one hundred other independent licensed attorneys have been barred from pursuing criminal defense practice. Since charges used to silence dissenters are usually criminal rather than civil charges, this bar against criminal practice by independent lawyers forces dissenters to rely on the state-controlled Collegium lawyers for their defense against the state's politically-motivated charges.

C. The Criminal Justice System

The current code of criminal procedures, virtually unreformed since the Soviet era, essentially functions to maintain the supremacy of the prosecutor and his criminal investigators. The slogan coined by Stalin's Prosecutor General Vyshinsky, "The confession is the crown of the evidence," remains in effect today. Detained or accused persons have little access to lawyers. During the period known in Russian as doznaniye, literally "finding out," when police are obtaining identification and the facts of the case, suspects are often beaten and forced to make incriminating confessions without the benefit of contact with their attorneys.

Once in detention, lawyers may visit their clients, but if they publicize mistreatment or torture, or attempt to perform their own investigations of the facts of the case, or publicize their concerns about wrongful arrest with the press, they run the risk themselves of being accused of violations of the 1980 Regulations on the Legal Profession (Advokatura), or worse, of the criminal code, which makes an overbroad notion of "divulging the secrecy of the investigation" a punishable offense.

The League has found that it is not uncommon that court proceedings, particularly appeals to the Supreme Court, are held without the defendant present, and with late notification to the attorney. Attorneys are often helpless to prevent the state from putting their clients on television, publicizing their coerced confessions, or failing to segregate witnesses during court, or other gross violations even of the severely flawed Azerbaijani code of criminal procedures.
The League has encountered difficulties in documenting specific instances of abuse because some attorneys are reluctant to go on the record, or even to talk to foreigners for fear of retaliation.

III. International Standards for the Protection of Lawyers

Standards for the treatment of lawyers were codified relatively recently, beginning in 1990 , with the UN's Basic Principles on the Role of Lawyers. In 1994, the mandate for the UN's Special Rapporteur on Independence of the Judiciary was agreed upon. There are also non-binding standards, notably the International Commission for Justice's "Draft Principles on the Independence of the Legal Profession" (the Noto Principles). The following comprise the body of international protections for lawyers:

- 1990 UN Basic Principles on the Role of Lawyers
- 1948 UN Universal Declaration of Human Rights,
- 1985 UN Basic Principles on the Independence of the Judiciary
- The UN 1990 Guidelines on the Role of Prosecutors.
- The ICJ Noto Principles
- Preamble to the UN Charter, which declares the determination "to establish conditions under which justice and respect for the obligations arising from treaties and other sources of international law can be maintained".
- UN Commission on Human Rights Resolution 1993/32 of 5 March 1993, entitled "The administration of justice and human rights"
- The UN Commission on Human Rights Resolution 1993/41of 5 March 1993, entitled "Human rights in the administration of justice"

The UN Basic Principles on the Role of Lawyers, promulgated in 1990, is the most comprehensive standardized document to date outlining the rights and professional responsibilities of lawyers. In particular, it enshrines guarantees for the functioning of lawyers, reiterates lawyers' rights to freedom of expression and association, and provides for minimum protection for lawyers facing disciplinary proceedings. The relevant protections follow:

16. Governments shall ensure that lawyers (a) are able to perform all of their professional functions without intimidation, hindrance, harassment or improper interference; (b) are able to travel and to consult with their clients freely both within their own country and abroad; and (c) shall not suffer, or be threatened with, prosecution or administrative, economic or other sanctions for any action taken in accordance with recognized professional duties, standards and ethics.

17. Where the security of lawyers is threatened as a result of discharging their functions, they shall be adequately safeguarded by the authorities.

18. Lawyers shall not be identified with their clients or their clients' causes as a result of discharging their functions.

19. No court or administrative authority before whom the right to counsel is recognized shall refuse to recognize the right of a lawyer to appear before it for his or her client unless that lawyer as been disqualified in accordance with national law and practice and in conformity with these principles.

20. Lawyers shall enjoy civil and penal immunity for relevant statements made in good faith in written or oral pleadings or in their professional appearances before a court, tribunal or other legal or administrative authority.

21. It is the duty of the competent authorities to ensure lawyers access to appropriate information, files and documents in their possession or control in sufficient time to enable lawyers to provide effective legal assistance to their clients. Such access should be provided at the earliest appropriate time.

22. Governments shall recognize and respect that all communications and consultations between lawyers and their clients within their professional relationship are confidential.

23. Lawyers like other citizens are entitled to freedom of expression, belief, association and assembly. In particular, they shall have the right to take part in public discussion of matters concerning the law, the administration of justice and the promotion and protection of human rights and to join or form local, national or international organizations and attend their meetings, without suffering professional restrictions by reason of their lawful action or their membership in a lawful organization. In exercising these rights, lawyers shall always conduct themselves in accordance with the law and the recognized standards and ethics of the legal profession.

24. Lawyers shall be entitled to form and join self-governing professional associations to represent their interests, promote their continuing education and training and protect their professional integrity. The executive body of the professional associations shall be elected by its members and shall exercise its functions without external interference.

25. Professional associations of lawyers shall co-operate with Governments to ensure that everyone has effective and equal access to legal services and that lawyers are able, without improper interference, to counsel and assist their clients in accordance with the law and recognized professional standards and ethics.

26. Codes of professional conduct for lawyers shall be established by the legal professional through its appropriate organs, or by legislation, in accordance with national law and custom and recognized international standards and norms.

27. Charges or complaints made against lawyers in their professional capacity shall be processed expeditiously and fairly under appropriate procedures. Lawyers shall have the right to a fair hearing, including the right to be assisted by a lawyer of their choice.

28. Disciplinary proceedings against lawyers shall be brought before an impartial disciplinary committee established by the legal profession, before an independent statutory authority, or before a court, and shall be subject to an independent judicial review.

29. All disciplinary proceedings shall be determined in accordance with the code of professional conduct and other recognized standards and ethics of the legal profession and in the light of these principles.

International human rights law focuses overwhelmingly on the rights of everyone, including the rights of defendants and others before the law. Thus, in the words of the UN's Special Rapporteur, the effective functioning of lawyers may be inferred to be necessary to these rights, rather than as rights themselves, which is actually stronger:


The Special Rapporteur [on Independence of Judiciary]observes in this relation that the overall conception of "justice" embodied in the Charter and the work of the United Nations incorporates respect for human rights and is conditioned on judicial independence and impartiality as such and for the safeguard of other human rights.

The following articles also apply: Articles 7, 8, 10 and 11 of the Universal Declaration of Human Rights, which provide as follows: (Article 7) "All are equal before the law and are entitled without any discrimination to equal protection of the law. All are entitled to equal protection against any discrimination in violation of this Declaration and against any incitement to such discrimination." Article 8: "Everyone has the right to an effective remedy by the competent national tribunals for acts violating the fundamental rights granted him by the constitution or by law." Article 10: "Everyone is entitled in full equality to a fair and public hearing by an independent and impartial tribunal, in the determination of his rights and obligations and of any criminal charge against him." Article 11: "1. Everyone charged with a penal offence has the right to be presumed innocent until proved guilty according to law in a public trial at which he has had all the guarantees necessary for his defense. 2. No one shall be held guilty of any penal offence on account of any act or omission which did not constitute a penal offence, under national or international law, at the time when it was committed. Nor shall a heavier penalty be imposed than the one that was applicable at the time the penal offence was committed."

The Special Rapporteur observes that whereas the requirements of independent and impartial justice are explicit in Article 10 of the Universal Declaration, they are clearly implied in articles 7, 8 and 11 As noted, "the requirements of independent and impartial justice are explicit in article 14 quoted above, they are clearly implied in articles 2 and 26."

The full title of the Rapporteur is: UN Special Rapporteur on the Independence and Impartiality of the Judiciary, Jurors and Assessors and the Independence of Lawyers (and currently Param Cumaraswamy of Malaysia is appointed to serve in this mandate. The mandate created by resolution 1994/41 of 4 March 1994. "The Commission on Human Rights, noting both the increasing frequency of attacks on judges, lawyers and court officials and the link which existed between the weakening of safeguards for the judiciary and lawyers and the gravity and frequency of violations of human rights, requested the Chairman of the Commission to appoint, for a period of three years, a special rapporteur whose mandate would consist of the following tasks: (a) to inquire into any substantial allegations transmitted to him and to report his conclusions thereon; (b) to identify and record not only attacks on the independence of the judiciary, lawyers and court officials, but also progress achieved in protecting and enhancing their independence, and make concrete recommendations including the provision of advisory services or technical assistance when they were requested by the State concerned; and (c) to study, for the purpose of making proposals, important and topical questions of principle with a view to protecting and enhancing the independence of the judiciary and lawyers."

"The Special Rapporteur observes that the requirements of independent and impartial justice are universal and are rooted in both natural and positive law. At the international level, the sources of this law are to be found in conventional undertakings, customary obligations and general principles of law." (See also Article 38 (1) (b) of the Statute of the International Court of Justice.)

IV. State Efforts to Control Defense Attorneys

A. Collegium Control of the Defense Bar

Like all former Soviet republics, Azerbaijan has traditionally had three types of professionals providing legal services: 1) attorneys or barristers, known as "advocates" (advokaty), who can represent clients in criminal court and who are members of the Collegium of Advocates (roughly equivalent to a bar association); 2) jurists (yuristy) or solicitors, known as lawyers, are persons with legal training who can represent clients in civil proceedings only and can provide the legal advice needed in a highly bureaucratic society; and 3) notaries (notariusy), who, unlike their American counterparts, not only authenticate signatures but prepare contracts in family and real estate law. (Under a recent decree, jurists who pass a number of requirements may obtain a license to practice which includes the right to defend clients in criminal cases under certain circumstances.) Advocates often serve as "in-house" lawyers for state enterprises and private firms.

A fourth type of legal practitioner, who does not necessarily have any legal training, is the public defender, or obshchestvenny zashchitnik, who makes statements on behalf of a client (roughly equivalent to an amicus brief). A public defender can attend a court proceeding on behalf of an NGO. He or she cannot represent defendants during pre-trial investigation.

Until 1998, advocates practiced law exclusively through the Collegium of Advocates, the Soviet-style bar association that has secured the state's monopoly on the profession since 1922. Prosecutors, investigators, judges, and law clerks may also be members of the Collegium, and this mixing of professions has been a factor in the organization's conservatism on legal reform and silence about abuses within the criminal justice system. The Collegium's monopoly on criminal defense practice serves the state by creating a mechanism to control lawyers, who often play an important role in political dissent themselves and also can complicate efforts to silence and jail other dissidents through criminal charges. The monopoly is important to the Collegium's leadership, since it wins a substantial financial gain by collecting a large percentage of all fees paid to advocates. Not only would independent practitioners not pay this percentage to the Collegium, many of the best lawyers would be tempted to work independently, and they would draw clients away from the Collegium.

Officially, the Collegium is independent of the Ministry of Justice and any other state control. In reality, it, like most semi-public institutions in Azerbaijan, is governed by the state's political influence. Although the Ministry of Justice does not micromanage the day-to-day operations, the Collegium leadership knows what is politically acceptable to the Presidential Administration and the Ministry of Justice. The leadership toes the line and ensures that the lawyers it controls stay in line as well. When it does not, a phone call from above can quickly energize the Collegium leadership into action.

In addition to the pervasive fear in Azerbaijani society of causing dangerous political offense, advocates working within the Collegium are influenced by the organization's direct control over their work and pay. The Collegium controls the flow of case work from the criminal justice system and requires lawyers to turn their fees over to the Collegium's accounting offices. This is among the features of a Soviet-style Collegium that make it different than a Western-style professional society; it functions as a kind of law firm itself. An advocate's clients and salary are supplied by the Collegium, which in turn takes between 15% and 25% of the advocate's salary. Local lawyers have stated that they turn over as much as 58 percent of their fees to the Collegium: about 38 percent goes to taxes, and 20 percent for the Collegium's "upkeep." A significant amount of this upkeep money appears to go to perks for the presidium; observers claim the Collegium deputy chair drives a Mercedes, while advocates lack basic essentials such as paper to print their briefs.

Lawyers in Azerbaijan report that the Collegium presidium rarely interferes directly in an individual advocate's work, but that typically a lawyer's Collegium supervisor monitors the lawyers under him or her and exerts pressure through slightly more subtle means such as suddenly not finding cases to assign a lawyer who shows too much independence. Since an advocate's work is officially channeled through the Collegium (even if clients approach a specific advocate, as they often do), an advocate can be precluded from earning a living inside the Collegium and thus force to seek one outside. Under recent regulations, advocates may sign a contract with a private client to handle civil cases, but the Collegium becomes suspicious if an attorney is not available for its case assignments, some of which are pro bono for indigent clients. Thus, the best, most independent attorneys are forced to juggle an unwieldy load of cases they have taken to keep the Collegium off their backs; pro bono or low-paid cases of political activists in trouble with whom they sympathize; and other paying clients with civil or criminal cases who may wind up getting them in trouble with the law through their fees.

In many former Soviet states, control of advocates' activity is facilitated by rules of conduct prohibiting an advocate from visiting a client at home, or receiving a client at home, ostensibly to prevent bribe-taking or payments under the table, but in fact to ensure that attorneys always operate under the watchful eye of the state in the Collegium's offices.

Advocates have very little power, either in the broad political scheme or within the justice system itself, and they are vulnerable to the influence of the prosecutor's office and the police in addition to the higher political authorities. Faced with the enormous power of the state's prosecution machinery and absolutely pervasive judicial corruption, often the best a lawyer can do is to resort to technicalities or health grounds to seek a sentence reduction or a client's release. For this reason, the general public frequently describes advocates as "musicians at a funeral"- you need them for the ceremony, but they can no longer really do anything for you.

Currently, the Collegium of Azerbaijan has approximately 500 members, of which an estimated 20 are believed to be attorneys independent enough to choose to defend politically-sensitive clients. Given the country's eight million person population and the hundreds of citizens that have been caught in the net of state repression (journalists, human rights activists, political party leaders, rebellious policemen), there is a severe shortage of attorneys who can provide victims of human rights abuse, let alone the population at large, a serious legal defense.

In addition, the Collegium's monopoly on defending criminal cases deprives defendants of the opportunity to file suits or defend themselves independently, in clear violation of basic human rights and international standards for the legal profession, such as the UN Basic Principles for the Role of Lawyers. Moreover, attempts to practice as a non-member have been all but unthinkable: Article 158 of the Criminal Code of Azerbaijan punishes performing services without a license by up to five years of imprisonment. It is not know if this article has ever been invoked, but lawyers are intimidated by believing it could apply to them.

B. Attacks and Intimidation Directed at Independent Lawyers

Azerbaijan has little experience in traditions such as the independence of the bar, attorney-client privilege shielding information from state inquiry, and an adversarial system of justice in which every defendant should receive a vigorous defense. Lawyers are often identified with their clients, in the eyes of both the government and the general public, and they assume a variety of risks if they defend political opposition figures, independent journalists, religious activists, or ethnic minorities.

Lawyers risk professional damage and even physical harm when accepting politically-active clients charged with crimes that appear to be fabricated. Some report suffering a loss of private clients, or even cases assigned by the Collegium, since clients are reluctant to be associated with a lawyer who may get himself in trouble with the government and be unable to defend them effectively. Lawyers are reportedly subjected to threats of harm or death, and several were jailed, apparently on fabricated charges. Attorneys who defended either figures from the previous government now out of power, or members of newer opposition groups suffering reprisal for their activism, face great difficulties in gaining access to their clients.

Civil rights attorneys have told the League that they frequently experience anonymous threatening phone calls, tailing by plainclothesmen, unauthorized surveillance and searches of their offices and homes. Frequently, threats of physical harm or criminal prosecution are made to them by persons known to be close to the police, prosecutor, or security service, still known as the KGB.

The worsening climate coincides with attempts by a number of independent lawyers to push the bounds of the possible for their profession. As they have pushed for greater independence, the government, in particular the Ministry of Justice, has fought back.


C. Clampdown on Independent Criminal Lawyers

On October 4, 1997, President Haidar Aliyev began a process that threatened to break the Collegium's monopoly. On that date, he issued Presidential Decree No. 637 "On Confirming the List of Activities which Require Special Permission (Licenses)." This decree listed all the types of fee-paid services for which licenses would be required, and among the activities was provision of paid legal services. Seven months later, on May 1, 1998, the Cabinet of Ministers issued regulations implementing the presidential decree, Resolution No. 103, "On Confirming the Rules for Special Permission for Paid Legal Services (Licenses)."

Thus, an independent, private, fee-paid bar was legalized in Azerbaijan through government reform measures in 1997 and 1998.

The process of applying for and receiving a license was relatively routine, and most local lawyers saw the new requirements as simply one of a series of measures to formalize state licensing power in various areas and to provide the state revenue through fees collected. To receive a license, an individual must present a passport, a legal education diploma, proof of registration with the tax inspector, a work log (known in Russian as trudovaya knizhka, literally work booklet, an official document in which all citizens are required to have their current and past employment officially recorded) demonstrating two years of legal internship work (stazhirovka), and 100 million manat (approximately $350). Three individuals who hold licenses can apply for a firm license for the same price. As of June 1999, the Ministry of Justice records indicated that 122 individuals and 13 firms had received licenses, and only two applications had been rejected because the applicants did not have a higher legal education.

When the October 1997 decree was first issued, there was uncertainty in the legal community about who was required to obtain a license and about what rights a license conferred. The decree requires licenses for those who engage in "paid legal services," or platnye yuridicheskiye uslugi. That Russian phrase (Russian is still used in Azerbaijan) could mean legal services in the most general sense, including those rendered by advocates, or it could mean only those services rendered by jurists, the specific type of lawyer limited to civil practice. The October decree did not specifically include advocates (advokaty), but the May 1998 implementing regulations did mention in the fine print "procedures for all types of advocates' (advokatskiye) services," including civil appeals, court appearances, and so on. Azeri lawyers and even government officials have told the League that the most common assumption when the decree was passed was that all lawyers were required to obtain a license.

The decree raised two problems for the Ministry of Justice and the Collegium. First, Collegium members did not want to suffer the expense of obtaining a license. The amount of $350 is many months of a typical lawyer's salary. Second, the decree could be interpreted as superceding the old Soviet Law on Advocates from 1980, which the Collegium claims is still the governing law related to advocates and is the basis of their virtual monopoly of criminal defense work. If any lawyer could simply obtain a license and then engage in private criminal practice outside the Collegium, it would lose fees and clients and likely gradually disintegrate.

Two months after the regulations were issued, Minister of Justice Sudaba Hasanova took action in an attempt to contain the possible repercussions of the decree. Her press service published an announcement asserting that the presidential decree and licensing requirements did not apply to advocates in the Collegium. Then, in December 1998, the Minister issued a letter barring lawyers who hold a license but are not Collegium members from representing clients in criminal cases.

The immediate impact of the limitations imposed by the Minister of Justice is somewhat limited because only a handful of licensed lawyers immediately took the chance of setting up a private criminal practice. Some of these lawyers told the League that at times they are even able to convince judges to admit them to court despite the Minister's instruction, based on either personal reputation in the court or arguments about the illegality of the Minister's limitation on the presidentially-decreed licensing procedure. Nevertheless, the restriction has significant immediate and long-term consequences.

First, the more lucrative part of any local law practice in Azerbaijan is criminal work; arbitrarily banning independent lawyers from engaging in such cases will effectively limit the number of independent licensed lawyers. Unable to gain numbers and affluence, the ability of independent lawyers to form a strong force for reform and protection of legal rights will be greatly curtailed. Even more important, independent lawyers are stripped of their ability to defend victims of human rights abuse, usually cases performed pro bono, or for a low fee, and those victims have less chance of securing a vigorous, effective legal defense. Azerbaijan has a well-documented history of silencing and punishing political dissent by falsifying criminal charges. The Criminal Code allows for more severe penalties than the Civil Code (namely, imprisonment instead of fines) and also creates a greater stigma for the defendant. Preventing independent lawyers from defending dissidents charged with criminal offenses will undermine the broader struggle for human rights and criminal justice.

From a legal point of view, the Minister of Justice's pronouncements are not binding; she does not have the authority to amend a presidential decree. According to Azeri law, presidential decrees and regulations issued by the Cabinet of Ministers are higher legal authority than a ministerial instruction or regulation. Collegium officials counter this by arguing that the ministerial declarations simply clarify the true intent of the decree and regulations. This argument is dismissed, however, by local lawyers and members of the parliamentary staff and presidential administration, who have told the League that the Minister's actions clearly placed new, unintended limitations on the reach of the decree. When pressed about the apparent illegality of the Minister's action, officials in the Justice Ministry and other government agencies sigh and shrug and note that the issue will only be clarified when a new Law on Advocates is finally drafted.

By December 1998, when the Minister banned licensed lawyers from criminal courts, more than eighty lawyers had applied for and received licenses. Among them were some members of the Collegium, who sought licenses in order to gain the freedom to set their own fees and choose their own clients. Soon after the Minister's action, seventy of the lawyers affected submitted a joint letter of complaint to the Cabinet of Ministers in an effort to secure the repeal of the Minister of Justice's order. The Cabinet of Ministers referred the complaint to the Supreme Court of Azerbaijan for a private advisory opinion, which was rendered in mid-April. One lawyer who has read the Supreme Court's decision, but was unable to obtain an official copy of it, reports that the Court supported the petitioning lawyers. However, neither the Court nor the Cabinet of Ministers has made the decision public as an official ruling. Instead, the case was referred to a lower court for consideration, the Nasuminsky Regional Court, and the outcome is not yet known.

As with other Soviet-style regulatory legislation, the laws affecting the bar and non-profit law associations appear to be passed in order to make people ask the government for permission (e.g. they are known in Russian as razreshitel'ny, or discretionary) rather than encouraging them to legalize their activity (registratsionyy, or registrational). The net effect is that 1) anyone who is decent and generally law-abiding is still bound to be breaking some law, some time; 2) the government can always get a case together against anyone; 3) what should be legal activity is unnecessarily criminalized through overregulation, thus ensuring that criminals are the ones who control the economy.

D. The Case of Aslan Ismailov

The Collegium, with the apparent collusion of the Ministry of Justice, has conducted targeted harassment of one particular lawyer in apparent retaliation for his criticism of the Collegium and the Ministry of Justice and for his advocacy of a strong independent defense bar. Aslan Ismailov, formerly a judge in the Stavropol Territory during the Soviet era, and a prominent attorney and legal advisor to past governments, was a member of the Collegium until his dismissal in 1999. He received a license to provide paid legal services on June 12, 1998. He has served repeatedly, pro bono or for a nominal fee, as legal counsel in human rights cases that have met with government resistance, particularly cases involving freedom of the media. (Press freedom is an extremely sensitive and volatile issue in Azerbaijan where, according to Reporters Sans Frontieres annual report, 10 newspapers were subjected to total or partial censorship in 60 separate incidents and at least 24 journalists were arrested in Azerbaijan in 1998 and 40 beaten by police.)

From February 21 to March 5, 1999, Aslan Ismailov and two other Azerbaijani lawyers - one a member of the Collegium, the other a licensed attorney - traveled to the United States on a training and advocacy trip sponsored by the International League for Human Rights. During their stay, they met with judges, lawyers, journalists, scholars, congressional staffers, and government officials. Their trip coincidentally overlapped with a working visit by the Minister of Justice and the president's legal advisor, who were meeting with many of the same policy-makers as the lawyers. Their simultaneous presentation of information that directly contradicted what the Minister was saying was undoubtedly a cause of irritation to the Minister. Within days of his return, on March 18, Mr. Ismailov was informed that he had been expelled from the Collegium. The Ministry was reportedly poised to withdraw his private license as well, but due to a last-minute intervention by the U.S. with the Minister of Justice, Ms. Hasanova promised not to take this additional action.

The case of Aslan Ismailov provides an important window into the system of Collegium control and coercion over attorneys.

The official reason for Aslan Ismailov's expulsion from the Collegium of Lawyers is a "serious violation" of Article 10 of the "Regulations of the Advokatura of the Azerbaijan Republic." In his response of April 20, 1999, to a formal inquiry from the International League for Human Rights, the chairman of the presidium (board) of the Collegium, Azer Tagiev, states that the offending act was engaging in "commercial activities" since June 1998 as the founder of the Viza Law Firm and "hiding all of his income" from the Collegium by failing to inform them of his commercial activities.

For several reasons, these allegations are false and the expulsion unjustified. First, Article 10 does not prohibit engaging in commercial activity. Rather, it stipulates that "Members of the Collegium of Lawyers may not work in (sostiat' na sluzhbe v) state or social organizations. Exceptions may be made by the Presidium of the Collegium of Lawyers for individuals involved in scholarly or pedagogical work." Since a private law firm is neither a state nor a social organization, the activity cited as warranting his expulsion in no way violates Article 10.

Second, Mr. Tagiev claims that "A. Ismailov categorically refused to provide any explanation" to the Collegium for his engaging in commercial activities. Notification to the Collegium is required neither by Azerbaijani law nor by any internal professional code of conduct. (The Collegium of Lawyers of Azerbaijan has no such code of conduct.) Moreover, Mr. Ismailov claims convincingly that he did in fact notify the Collegium of his opening an independent law firm. He asserts that the Collegium had to have been aware because it supplied him with some of the paperwork he needed to secure his license from the Ministry of Justice. Moreover, he claims, the Collegium had in fact entered into contractual obligations with his law firm, making the contention that they were unaware of his independent practice absurd. Mr. Ismailov has provided the International League for Human Rights with a copy of this contract, which predates his expulsion.

The official basis for Mr. Ismailov's expulsion is untenable for yet another reason: Mr. Ismailov opened his private law firm in full accordance with Azerbaijani law. Mr. Tagiev confirms in his letter to the League that Mr. Ismailov had duly obtained the necessary license from the Ministry of Justice. Moreover, neither the Collegium nor the Office of the Procurator General has initiated charges against Mr. Ismailov for any alleged violations of its code of conduct or the law, including this one - something they would reasonably have done if the allegation of illegal conduct was in fact true.

Despite his patently unjust expulsion and resulting limitations on his ability to practice law, an appeals court recently ruled in favor of the Collegium, suggesting either gross incompetence or that court's susceptibility to political pressure to limit Mr. Ismailov's ability to practice law in Azerbaijan. (Regarding political pressure, we note, for example, that the chair of the Collegium, Mr. Tagiev, is also a member of the official Central Electoral Commission, a body which both helped to ensure the re-election of President Aliyev, and also remained impervious to proposals by Western governments for more transparency and accountability.)

In order to restore his right to practice his profession as a criminal trial attorney, Ismailov brought suit against the Collegium in a district court alleging that his expulsion was illegal. In documents submitted to the court, the Collegium asserted two reasons for Ismailov's expulsion: (1) he failed to obtain permission from the Collegium for his trip to the U.S. and to provide a formal explanation for his trip after he returned, and (2) his work as a privately licensed lawyer constitutes entrepreneurial activity (predprinimatelskaya deyatelnos't), which the Collegium argued is forbidden for its members under the 1980 Law on Advocates. In addition to these two official reasons submitted to the Court, in oral arguments witnessed by a League representative, the Collegium referred to additional justifications such as Ismailov's criticism of the Collegium's politically-motivated monopoly on the bar; his attempts to promote himself in the local media; alleged breaches of his responsibilities as an advocate; and his efforts to politicize his case, citing his references to his meeting with opposition leader Rasul Guliev in the U.S. and his attempts to have observers from international organizations and the U.S. Embassy in the courtroom.

In other fora, the Collegium has given varying reasons for Ismailov's expulsion. In meetings with U.S. Embassy officials and correspondence with the League, the Collegium denied that Ismailov's expulsion was in any way related to his trip to the U.S. Instead, the Collegium attributed his expulsion only to charges that Ismailov had obtained his private license illegally, and that he was engaged in illegal economic activity (a reference to the private practice of law, not other business). The latter was technically the same charge made in court, but the Collegium implied to foreigners that Ismailov was hiding income or engaged in activity illegal in itself. In court, the Collegium denied it had made such charges and argued only that Ismailov's activity was technically illegal because a Collegium member cannot be engaged in private legal practice, in their interpretation of the law. Immediately following Ismailov's expulsion, the deputy head of the Collegium said in a taped interview for a local newspaper that the expulsion was based on Ismailov's conduct during his trip to the U.S.

Under scrutiny, the Collegium's charges are legally untenable. There is no clear requirement that Collegium members receive permission to travel abroad, or debrief after their trips, and no other cases of the Collegium objecting to travel by one of its members could be found. Many Collegium members travel without ever asking or receiving permission. Ismailov himself had travelled abroad to Strasbourg to take part in meetings at the Council of Europe four times in the previous year and the Collegium raised no objections.

The second asserted grounds for expulsion has broad implications for the ability of lawyers to practice independent of the Collegium. The Collegium alleges that the 1980 Law on Advocates prohibits advocates from engaging in any economic activity other than teaching or research, and that the private practice of Collegium members constitutes illegal "economic activity," which is specifically prohibited in the 1980 law. In oral arguments in Court, Collegium officials took the position that even simply holding a license to practice privately would constitute a violation of the restriction on advocates' economic activity and be grounds for expulsion.

Several factual and legal points raised by Ismailov at trial illustrate that the Collegium's position is legally untenable. The old Soviet Law on Advocates has been superseded by the new constitution and other legal acts of the independent state of Azerbaijan. According to Azerbaijani law, specifically Article 50 of the "Law on Normative Acts," if a new law contradicts the norms of an old law, "the norms of the new law are applied." Article 59 of the 1995 Constitution of Azerbaijan states categorically that "Everyone may engage in commercial activity." Thus, the blanket right to engage in commercial activity enshrined in the 1995 Constitution supercedes the 1980 law. Second, Article 3, point 2, of the 1993 "Law on Entrepreneurial Activity" enumerates the limited number of occupations that may not legally engage in commercial activity. All of them are positions in the government involved in taxes and finance, and none applies to Aslan Ismailov, who holds no government job whatsoever. Finally, Ismailov made a convincing case that the presidential decree on licenses extends to advocates and has greater legal authority than a Soviet law passed twenty years ago that is understood to be outdated.

Thus, the issue at stake is not that the government wishes to regulate attorneys who might charge high fees and make it difficult for the poor and victims or human rights abuse to obtain counsel. Rather, the government's objective is to regulate - indeed overregulate - any type of private criminal defense, even defense that is pro bono, or for a nominal fee, unless subjected to political control.

Even if private practice as such were prohibited to Collegium members, Ismailov would technically not be in violation of the law. He does not hold an official position at the Viza law firm where he works, but actually works there under a contract the firm concluded with the Collegium in which the firm pays for Ismailov's services. The firm had in fact paid the Collegium according to the contract each month from October 1996 until May 1998. When Ismailov produced the contract in court, the Collegium initially argued that it was invalid because the supervisor, not the presidium, had approved it. The last day of trial, the Collegium changed its position and argued that the agreement might be valid but that it only empowered Ismailov to provide legal services to Viza itself, not to the firm's clients.

The inconsistent, changing, and legally unfounded charges make it clear that Ismailov's expulsion was a selective retaliatory act by the Ministry of Justice and the Collegium. When questioned about the timing of Ismailov's expulsion, on the heels of his return from the U.S., Collegium officials asserted that they had only recently become aware of his illegal private practice. This is highly improbably given the high profile often accorded Ismailov's cases in the media. In addition, almost a year prior to the decision to expel him, Ismailov's Collegium supervisor himself had not only seen, but notarized the paperwork that Ismailov submitted as part of his application for a law license. When pressed about why other Collegium members who hold private licenses were not being expelled, at least one of whom was pointed out in the courtroom, the Collegium deputy chair asserted they were unaware of any other members who held licenses and promised that appropriate action would be taken against them as well.

Despite the clear weight of the legal arguments, the district court ruled against Ismailov.
He appealed the decision in higher courts, and by September, his appeal to the Supreme Court had been rejected, and he had exhausted all existing local remedies for his right to practice his profession.

The international human rights community has three interests at stake in this particular case. First, Ismailov is presenting the legal case for an independent bar, which must be a central element in legal reform for any country. Second, he is one of the most high-profile individuals raising important issues like corruption, media censorship, and other human rights violations, and not only in public, but in the courts. If he is silenced, it will send a strong signal to others who might be discouraged from raising legal challenges to human rights abuses and injustice in the courts.) Third, he has challenged the unreformed, Soviet-era Collegium of Advocates, similar to the Collegia in most other post-Soviet states, and his case is a litmus test for the degree to which the rule of law, defended vigorously by lawyers, will be tolerated by post-Soviet governments.

Although there is not a mechanism as such for Ismailov to appeal his individual case, the Constitutional Court could play an important role in settling this point. Azerbaijani law permits the Constitutional Court to rule on points of law on its own initiative, without waiting for a referral. The Court could thus affirm what the law already says implicitly: that the 1997 Presidential Decree "On Confirming the List of Activities which Require Special Permission (Licenses)" applies to all legal personalities, including members of the Collegium. Such an unequivocal ruling would make it easier for Mr. Ismailov to successfully sue to be reinstated into the Collegium and for other lawyers to defend themselves against similar discriminatory charges.

V. Issues on the Horizon

A. New Draft Law on Advocates

The government is rumored to be preparing a draft Law on Advocates to replace the 1980 law. Periodically in the last two years, representatives of the Azerbaijani government, including the legal advisors in the president's administration, have said that such a law is being drafted, that it has allegedly "already been approved" by the Council of Europe, or that it is "just about" to be passed in parliament.

A new law could make significant strides on a number of important questions, including breaking the Collegium monopoly on criminal law practice and creating a new system for licensing lawyers. The Ministry of Justice and the Collegium will likely lobby to retain as many controls over the bar as possible, so local lawyers and the international community should work to counter this influence by urging transparency in the adoption process and conformity with international standards.

As of August 1999, many local lawyers and government officials claimed that some draft law existed, but few had actually seen it and none was able or willing to produce a copy. Despite requests by some leading attorneys, the League, and the Baku office of the American Bar Association's CEELI program (Central and East European Law Initiative), among others, the government has not released the text of a draft law. One lawyer who is a member of parliament claimed he had also not been able to obtain it, although he could reasonably expect to see it as a lawyer and as member of a legislative drafting committee. Several sources reported that the existing draft was actually written two years ago, perhaps by the Collegium, and predicted it will be substantially if not wholly revised before it is circulated widely for discussion. The League has obtained a version of the draft Law on Advocates circulated nearly two years ago, but according to informants, the latest draft has been changed substantially.

Government and Collegium officials who spoke with the League uniformly pointed to Azerbaijan's desire to join the Council of Europe as a major force driving legal reform efforts and, specifically, the drafting of the new Law on Advocates. Every official interviewed by the League noted with satisfaction that a draft law on advocates had been submitted and "approved" by the Council of Europe. Unfortunately, no one could specify exactly what draft had been "approved." The League has determined that the COE does not divulge information about its review process or its specific comments on drafts submitted, although some representatives noted privately that the COE makes recommendations to governments, that comments on part of a version of the law had been supplied, but in any event, the COE does not provide a "stamp of approval" on a given country's draft law. Meanwhile, the draft law is now obsolete, and it is not certain to what degree current drafts have taken into consideration any recommendations they have received from COE experts. Regrettably, because the review and commentary process has been initiated, Government officials including the Minister of Justice can claim that a draft meeting international standards exists and there is no need for further review by international experts.

Still, legal experts in parliament and the presidential administration appeared open to working with international experts on a new draft law and estimated that serious work on a draft would begin in the summer or fall of 1999, with passage in the fall or spring of 2000. The government had promised to present the World Bank with a draft Law on Advocates by July 1999, as part of negotiations over the Action Plan on legal reform required to obtain a major new Structural Adjustment Credit.

B. The Association of Lawyers of Azerbaijan

As a response to increased government restrictions on lawyers, the Association of Lawyers of Azerbaijan (ALA) was founded on May 20, 1997. Although the non-profit, non-governmental organization has applied three times for registration, each time it has been refused by the Ministry of Justice. At least once, the Ministry violated the law by failing to accept or reject the ALA's application within four months of submission. Efforts to contest the Ministry's decision in a regional court in December 1997 failed. After changing their by-laws and submitting to a number of other requests, the ALA re-applied with a civil suit, and was once again rejected, despite the lawyers' full compliance with the law. The judge at People's Court told the ALA point-blank: "I can't dispute the Ministry of Justice; I can't cut off my own hands."

The ALA is still hoping to contest the latest rejection again in court. They join many other human rights and other civic organizations - some of them ALA's clients - which have failed to gain permission to operate from the authorities, who manipulate association laws to keep a tight lid on anti-government protest. Although unregistered itself, the ALA is attempting to help other NGOs get registered, and holding public seminars and publishing papers on registration law.

Despite its failure to register, the ALA has attracted more than 40 members. With this support, the ALA has set up a modest office and works to implement various programs, including: 1) general legal education for the public 2) legislative and court reform; 3) legal aid to NGOs and independent press; 4) professional training for attorneys and students; 5) outreach to other attorneys at home and abroad. Although official membership is small, the ALA also reaches other attorneys who at this time are either fearful of joining the organization, due to possible retaliation by the regime, or who are reluctant to give up their time to struggling for the very life of the organization itself.

The ALA has prepared pocket-sized pamphlets providing legal advice for citizens detained by the police. It has published several books, including the decisions of the Supreme Court, speeches made by lawyers in court (an important way of sharing trial strategies in a non-precedent system), and articles analyzing current legislative developments and the state of the bar. Members have given lectures at local universities, and hold regular meetings to discuss urgent legal issues. In June 1998, the ALA and the U.S. National Democracy Institute (NDI) jointly organized a seminar on the problems of registration of NGOs in Azerbaijan; 30 unregistered NGOs attended.

It is crucial for the development of an independent bar that grassroots initiatives like the ALA be supported, in order to establish alternative associations of lawyers. For example, such alternatives to the state-controlled Collegium could eventually play a role in the licensing procedure to balance the Collegium and Ministry of Justice's influence.

VI. Recommendations

1. The League calls on the Constitutional Court of Azerbaijan and the Government of Azerbaijan to use their good offices to restore the right of Aslan Ismailov and any other attorneys
affected by the December 1998 instruction from the Minister of Justice, to practice their profession as criminal defense attorneys before the courts of Azerbaijan.

2. The League recognizes the need for a professional accreditation process for lawyers, and that different models can be used for this purpose from democratic nations, including reform models from within the CIS. (For example, in the U.S., there are the differing "California model" and "New York model.") Nevertheless, certain basic principles of accreditation, consistent with the UN's Rules for the bar, can be proposed, in addition to recognizing the democratic principle of self-regulation of professional bodies, free from government politically-motivated obstruction.

We urge that accreditation of lawyers to the bar for both civil and criminal defense be a process that is clear, transparent, fair, and subject to review. The bodies or ministries that accredit lawyers must contain persons of eminence, good reputation, and merit in the legal community, and their deliberations should be subject to law and to public accountability. The Collegium must not maintain a monopoly over the bar associations, and other associations, organizations, and societies for the legal profession must be tolerated and legalized.

3. The League calls on the Council of Europe to make a public statement about its recommendations concerning the draft Law on the Advocacy (bar) in Azerbaijan, in order to prevent misrepresentation of its position on the draft law, and to encourage further participation in the legislative process in Azerbaijan by independent attorneys.

4. The League calls on the Council of Europe, the Organization for Security and Cooperation in Europe, the UN's Office of the High Commissioner for Human Rights, the World Bank, the U.S. Government, and all other institutions with technical assistance programs operating in Azerbaijan to ensure that lawyers independent from government control may participate in and benefit from such programs. We urge that these institutions take into account the facts of the suppression of the independent bar in Azerbaijan by the President's Administration and the Ministry of Justice, and to work toward the inclusion of local attorneys, particularly those engaged in civil rights defense, in the process of legislative review, and the design and implementation of training and education programs.

5. The League calls on the Government of Azerbaijan to accept immediately the application of the Association of Lawyers of Azerbaijan (ALA), a non-governmental organization that has complied with all local association regulations, and to register the ALA as an NGO and permit it to operate without obstruction as a professional society of jurists and advocates.

Acknowledgements

This report was based on fact-finding missions to Azerbaijan by League board and staff members in 1998 and 1999. It was researched and written by Erika Dailey, Catherine A. Fitzpatrick, and Katherine Mooney and edited by Catherine A. Fitzpatrick.

The International League for Human Rights

Since its founding, the League has worked to keep human rights at the forefront of international affairs and to give meaning and effect to the human rights values enshrined in international human rights treaties and conventions. The League's special mission for more than half a century has been defending individual human rights advocates who have risked their lives to promote the ideals of a just and civil society in their homelands. Based in New York, with representation in Geneva and dozens of affiliates and partners around the world, the League is a non-governmental, non-profit organization now in its 58th year. The League has special consultative status at the United Nations, the Council of Europe, and the International Labor Organization, and also contributes to the Africa Commission and the Organization for Security and Cooperation in Europe. With the UN Universal Declaration of Human Rights as its platform, the League raises human rights issues and cases before the UN and other intergovernmental regional organizations in partnership with our colleagues abroad, helping to amplify their voices and provide effective protection for their efforts.

The League conducts regular seminars for policy-makers, government officials, and NGOs on such pressing issues as reform of the UN's human rights offices, improvement of OSCE's field missions, and building human rights standards into corporate audits and creating awareness of the importance of transparency, democratic governance, and an independent bar among investors in emerging markets. In our public letter-writing campaigns for political prisoners and persecuted lawyers and human rights activists; in our meetings with top government officials, and in our frequent U.S. and foreign press interviews, the League strives to ensure that human rights remains at the top of the agenda for international dialogue and action.

Governing Council: President: Scott Horton; Vice Presidents: Lung-chu Chen, Felice D. Gaer, Alice Kandell, Rafael Pastor, Lexie Brockway Potamkin; Secretary: Elisabeth Kalogris; Treasurer: Christine Davies; Mimi Alperin, Ken Blackwell, Andrew Blane, Elena Bonner, Giuseppe Bisconti, Andrew Byrnes, Roger Clark, Alan Dlugash, Robert F. Drinan, John P. Dunfey, Fang Li Zhi, Tom J. Farer, Linda Filardi, Nadine B. Hack, Dorothy L. Hibbert, Edward Kline, Glenn S. Kolleeny, Sidney Liskofsky, Theodor Meron, Anthony Richter, Sidney Rosdeitcher, Barnett R. Rubin, Bertrand Sellier, Dorothy Thau; International Experts Committee: Jaime Castillo Velasco, Roberta Cohen, Samuel Dash, Feliks Gross, Benjamin Hooks, Ellen Kuzwayo, C. William Maynes, Thomas P. Melady, Soli J. Sorabjee, Helen Suzman, Stefan Trechsel, William Vanden Heuvel, David Weissbrodt; Honorary President: Jerome J. Shestack; Chaiman Emeritus: Leo Nevas.

For More Information:

Catherine A. Fitzpatrick, Executive Director
International League for Human Rights
823 UN Plaza, Suite 717
New York, NY 10017
(212)-661-0480 www.ilhr.org
(212)-661-0416 (fax) cfitz@ilhr.org

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